Managing Records in Global Financial Markets

Managing Records in Global Financial Markets

Ensuring Compliance and Mitigating Risk

eBook - 2011
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Offers strategies and frameworks to meet the record-keeping challenges to which they give rise in investment banking and other global financial services. This book is divided into four main parts which cover: regulatory and legal compliance, balancing risk and return, litigation-related issues, and record-keeping approaches.
Publisher: London : Facet Pub., 2011
ISBN: 9781856049177
Characteristics: 1 online resource (xxxii, 239 pages) : illustrations
Additional Contributors: Coleman, Lynn


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